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NYSE Arca
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#	Item
261	Sudhlr Bhattacharyya Vice President New York Stock Exchange 11 Wall Street New York, NV 10005 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-10-31 14:15:06 73rd United States Congress United States Securities and Exchange Commission Financial regulation Securities Exchange Act Business NYSE Arca New York Stock Exchange United States Self-regulatory organization NYSE Euronext United States securities law Economy of the United States
262	SR-BATS[removed]Exhibit 5 Page 28 of 29 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-10-30 09:30:35 Investment NYSE Arca Financial services Business Dark liquidity Order New York Stock Exchange Finance Electronic communication network Stock market Financial markets Financial economics
263	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BX[removed]October 30, 2014 Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-10-31 10:12:33 Economy of the United States Finance Stock market Philadelphia Stock Exchange Options Clearing Corporation Short NYSE Arca NASDAQ Algorithmic trading Financial economics Business Financial markets
264	L:hange rule filings FILINGSSeptember Fee Filingtember 2014BYX[removed]xfdl Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2014-08-29 13:46:04 Securities Exchange Act Stock market NYSE Arca New York Stock Exchange Financial regulation Financial economics Securities regulation in the United States U.S. Securities and Exchange Commission Self-regulatory organization United States securities law United States Securities and Exchange Commission 73rd United States Congress
265	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]September 3, 2014 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Chan Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-09-04 06:37:49 Securities Exchange Act U.S. Securities and Exchange Commission New York Stock Exchange Incentive NYSE Arca United States Financial regulation United States securities law 73rd United States Congress United States Securities and Exchange Commission
266	Microsoft Word - EDGA Fee Schedule - November 2014.docx Add to Reading List Source URL: www.directedge.com Language: English - Date: 2014-12-01 09:30:01 Investment NYSE Arca Direct Edge Market liquidity Order Finance Financial markets Stock market Financial economics
267	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEARCA[removed]December 8, 2014 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Chan Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-12-09 10:57:33 Financial regulation Securities Exchange Act Government U.S. Securities and Exchange Commission Securities and Exchange Commission Finance SEC filing Securities regulation in the United States United States securities law 73rd United States Congress United States Securities and Exchange Commission
268	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]August 26, 2014 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-08-27 08:55:00 Financial system Regulation NMS Securities Exchange Act Broker-dealer U.S. Securities and Exchange Commission Order New York Stock Exchange United States Securities and Exchange Commission Financial economics Investment
269	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]December 22, 2014 Self-Regulatory Organizations; NYSE Arca, Inc.; Order Instituting Proceedings to Determine Whether to Approve or Dis Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-12-23 08:55:42 Financial services Collective investment schemes Finance Exchange-traded fund Mutual fund Investment Advisor Financial adviser Closed-end fund American depositary receipt Financial economics Investment Funds
270	18 of 19 EXHIBIT 5 Additions underlined Deletions [bracketed] Rules of NYSE Arca, Inc. *** Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-11-24 14:39:12** Investment Broker-dealer Floor broker Futures contract Margin Trading room Order Net capital rule Financial markets Financial economics Finance

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